In a leading case , Donahue v . Rodd Electrotype Company , a close corporation purchased shares from one of the controlling stockholders without offering to purchase the minority's holdings at the same price . The court analogized the ...
As noted earlier, a futures commission merchant can be the ''other person'' defrauded under section 4b, as in Daniel J. Shelley.590 Thus, a false report from a floor broker to his or her FCM satisfies that requirement.
Paine Webber Jackson & Curtis , Inc. , 864 F.2d 402 ( 5th Cir.1989 ) ; Delmay v . Paine Webber 863 F.2d 782 ( 11th Cir.1988 ) . 8. Wilko v . Swan , 346 U.S. 427 , 431 , 74 S.Ct. 182 , 184–185 , 98 L.Ed. 168 ( 1953 ) ; Weissbuch v .
Hardbound - New, hardbound print book.
This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange ...
The Law of Corporations: Chapters 14-21
This supplement is designed for courses in a basic business organizations course focusing on corporations, limited liability companies, and partnerships.
Securities Regulation: Selected Statutes, Rules, and Forms
Hazen & Ratner Securities Regulation: Cases and Materials. 2003 Supplement
Provides an introduction and an overview of the securities laws, the laws having to do with investing and investments. This book does not include the texts of the laws.
This annual supplement contains cases and problems that update the main text.
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker ...
Designed for use in law school courses covering corporations, other limited liability entities, and partnerships.
This supplement is designed for a basic business organizations course focusing on corporations, limited liability companies, and partnerships.
Securities in a Nutshell
Annual cases and problems supplement for use with Hazen's Securities Regulation, Cases and Materials, 7th Edition.
Broker-dealer Operations Under Securities and Commodities Law: Financial Responsibilities, Credit Regulation and Consumer Protection
Designed for use in law school courses covering corporations, other limited liability entities, and partnerships.
Treatise on the Law of Securities Regulation: Chs. 13 - 15
Ratner and Hazen's Supplement to Securities and Regulation: Cases and Materials