The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and prompted a fundamental reconsideration of the design of financial regulation. As the financial system has become ever-more complex and interconnected, the pace of evolution continues to accelerate. It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. Principles of Financial Regulation describes how to address those challenges. Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of regulation by drawing on economics, finance, and law methodologies. The volume examines regulation in a purposive and dynamic way by framing the book in terms of what the financial system does, rather than what financial regulation is. By analysing specific regulatory measures, the book provides readers to the opportunity to assess regulatory choices on specific policy issues and encourages critical reflection on the design of regulation.
This single portable volume, written by a leading figure in the field, takes a thematic approach to the subject matter; provides expert analysis, and succinctly identifies regulatory principles. UK regulation...
An accessible, comprehensive analysis of the main principles and rules of banking regulation in the post-crisis regulatory reform era, this textbook looks at banking regulation from an inter-disciplinary perspective across law, economics, ...
It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. This volume describes how to address those challenges.
Analytical background -- Nature of systemic risk -- Who should be regulated (by whom) -- Counter-cyclical regulation -- Regulation of liquidity and maturity mismatches -- Other regulatory issues -- The structure of regulation -- Conclusions ...
See Glass-Steagall Act (1933) banking book, 167–168 interest rate risk, 178 trading book vs., 168 bankruptcy ... 226 Customer Due Diligence for Banks, 227 General Guide to Account Opening and Customer Identification, 227 Capital Accord.
Murphy v . F.D.I.C. , 208 F.3d 959 ( 11th Cir . 2000 ) , cert . granted sub nom . Murphy v . Beck , 530 U.S. 1306 , 121 S.Ct. 30 , cert . dismissed , 531 U.S. 1107 , 121 S.Ct. 849 ( 2001 ) ; Federal Sav . and Loan Ins . Corp. v .
The Oxford Handbook of Financial Regulation is an invaluable resource for scholars and students of financial regulation, economists, policy-makers and regulators.
Principles of Financial Regulation: The Official Learning and Reference Manual
This book is an important step in getting a better grasp of these issues and making progress toward solutions that strike a balance between promoting financial market development and efficiency on the one hand, and ensuring financial ...
The article sets out general principles of financial regulation and shows how the dynamic portfolio approach can help countries deal with the special problems that arise during the transition to a more liberalized economy as well as those ...