Compliance: Making Ethics Work in Financial Services

ISBN-10
0273630261
ISBN-13
9780273630265
Series
Compliance
Category
Financial institutions
Pages
317
Language
English
Published
1998
Publisher
Financial Times/Prentice Hall
Author
Andrew Newton

Description

This book sets out an integrated approach to managing compliance that will show you how to: achieve compliance more effectively by adopting a risk-based approach design and deliver culture-building compliance training communicate effectively with senior management and the regulators resolve issues quickly and satisfactorily "There is an increasing need for those involved in the financial services industry to understand more about the pivotal role of compliance. Michael Page City welcomes the publication of this book which we expect to be of great use to the industry as it meets the challenge of recruiting people for compliance positions with an increasingly demanding set of skills." Sue Lintern, Michael Page City

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