In Five Chiefs, Justice Stevens captures the inner workings of the Supreme Court via his personal experiences with the five Chief Justices -- Fred Vinson, Earl Warren, Warren Burger, William Rehnquist, and John Roberts -- that he interacted ...
Securities Enforcement Institute: A Practical Guide to Investigation, Settlement & Litigation
SEC Compliance and Enforcement Answer Book
Insider Trading: Regulation, Enforcement, and Prevention
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities...
Twice-yearly supplements keep the book current in this rapidly evolving field.
Thus, so long as Irene and Irwin expect to make together more than $300,000 this year, they seem to fit under the dollar thresholds as of 2020. Under the current Reg D, the size of their investment is irrelevant. See Securities Act Rel.
Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.
A thorough analysis of insider trading requires the integration of law and finance, and this book presents a theoretical and empirical examination of insider trading by incorporating a synthesis of securities law with that of financial ...
focuses on federal regulation of trading by corporate insiders and other trading involving the misuse of material nonpublic information.