Conflicts of Interest and Chinese Walls

Conflicts of Interest and Chinese Walls
ISBN-10
0406937516
ISBN-13
9780406937513
Pages
233
Language
English
Published
2002
Publisher
Butterworths
Authors
Chizu Nakajima, Elizabeth Sheffield

Description

(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.