Securities Regulations and Their Effects on Small Business
- ISBN-10
- 0756712599
- ISBN-13
- 9780756712594
- Pages
- 85
- Language
- English
- Published
- 2000-05-01
- Publisher
- DIANE Publishing
- Author
- Rosa Maria Moller
Description
Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.
