Securities Regulations: Examples and Explanations
- ISBN-10
- 1567066372
- ISBN-13
- 9781567066371
- Category
- Business & Economics / Investments & Securities / General
- Pages
- 415
- Language
- English
- Published
- 1998
- Publisher
- Aspen Law & Business
- Author
- Alan R. Palmiter
Description
Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.
Get the book
Other editions
Similar books
-
Securities Regulations and Their Effects on Small Business
By Rosa Maria MollerChapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. ...
-
Securities Regulation: Cases and Materials
By James D. Cox, Donald C. Langevoort, Robert William HillmanThe Seventh Edition pays close attention to the recently-enacted JOBS Act including the SEC's implementation rules. The new edition explores multiple impacts of the Dodd-Frank Act on the scope and content of securities regulations.
-
Securities Regulation: Liabilities and Remedies
By Marc I. SteinbergPaine Webber , Inc. , [ 1992 Transfer Binder ) CCH Fed . Sec . L. Rep . q 96,997 ( E.D. Pa . 1992 ) ; Wood & Locker , Inc. v . Doran and Associates , 708 F. Supp . 684 ( W.D. Pa . 1989 ) ; Hill v . Dyer , 521 F. Supp .
-
Securities Regulation: Cases and Materials [Connected eBook]
By James D. Cox, Robert W. Hillman, Donald C. LangevoortThe Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices.
-
Regulation of Securities, Markets, and Transactions: A Guide to the New Environment
By Patrick S. CollinsThe ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of ...
-
Securities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
By James D. Cox, Donald C. LangevoortSecurities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
-
Understanding Securities Law
By Marc I. SteinbergPaine Webber Jackson & Curtis Inc. . . . . 414 Scattergood v. Perelman . . . . 320 SCB Computer Technology, Inc. Securities Litigation, In re . . . . 171 Schatz v. Rosenberg . . . . 336 Scherk v. AlbertoCulver Co.
-
International Securities Regulation
By Robert C. RosenDefinitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven volume set encompasses...
-
Rules and Regulations of the Securities and Exchange Commission: Bowne Red Box Service
By Aspen Publishers, BowneEliminate Hours of Research Arm yourself, right now, with the best primary reference tool available. For securities law, that means the RED BOX and/or the SECURITIES ACT HANDBOOK.
-
How to Understand and Master Securities Laws & Regulations: A Manual for Series 66 Success
By Thomas Anthony GuerrieroThis guide is intricate enough to further the development of rising stars in the industry, yet thorough enough to prepare the most inexperienced beginner for licensure.