This casebook provides the tools for the study of the law of securities regulation. This edition has been extensively revised and reorganized. Topics covered include the Sarbanes-Oxley Act, the competitiveness of the U.S. capital markets, and the affect of globalization on the world's security markets. It includes a new chapter on shareholder voting and updated coverage of SEC enforcement actions and criminal liability, as well as state securities law, international issues, and the regulation of investment companies.
Thus, so long as Irene and Irwin expect to make together more than $300,000 this year, they seem to fit under the dollar thresholds as of 2020. Under the current Reg D, the size of their investment is irrelevant. See Securities Act Rel.
Securities Regulation in a Nutshell
The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now...
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States.
The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors—Ann Lipton and William Sjostrom—to a casebook that has long set the standard for providing students with an in-depth, sophisticated, ...
Securities Regulation: Hauptbd
This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation. Part of the University Casebook Series®, it...
Soderquist's Securities Regulation, Fifth Edition, is a casebook that covers all major areas of securities regulation. Discussion includes Securities Act and exemptions from it; regulation of resale of securities; the...
Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private...