Securities Regulation in a Nutshell
- ISBN-10
- 164242398X
- ISBN-13
- 9781642423983
- Series
- Securities Regulation in a Nutshell
- Pages
- 467
- Language
- English
- Published
- 2020-12-11
- Publisher
- West Academic Publishing
- Author
- THOMAS LEE. HAZEN
Description
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
