This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries. Janet Austin concisely and clearly explains changes to securities markets that have taken place over the last few decades and their impacts, as well as the main detection and investigative techniques of securities regulators. She also provides an analysis of how the work of the International Organization of Securities Commissions (IOSCO) is assisting securities regulators as they gather information and evidence they need in order to prosecute these market offences. The book concludes with suggestions for the IOSCO and securities regulators to improve their efforts in addressing cross-border market manipulation and insider trading, with a view to enhancing the overall integrity of the securities markets. The approachable analysis and hard-to-find information in this book make it a valuable resource for securities regulators, legal practitioners, and academics.
SEC Enforcement of Insider Trading Regulations: An Immediate Look at Recent SEC Investigations Into Alleged Insider Trading Activity
Insider Trading: Liability and Compliance
A long - hoped - for recovery at Burroughs Corporation was telegraphed by officers and directors , including chairman W. Michael Blumenthal . Toward the end of 1981 , Blumenthal and five other insiders bought several thousand shares ...
This experiential book focuses on the Securities and Exchange Commission's (SEC) enforcement action charging Mr. Mark Cuban with illegal insider trading.
Fallen Angel: The Making and Unmaking of Rajat Gupta
Fraud, Manipulation and Insider Trading in the Indian Securities Markets
This second edition of Insider Trading tells what activities insiders can and cannot engage in.
... Kapitalmarktgerüchten indes keine all- zu bedeutende Rolle spielen . 196 197 198 199 200 Thießen , Geld & Brief 2006 , 11 , 12 : „ Bei den Gerüchten , die im Kreis der professionel- len Marktteilnehmer kursieren , steht das Motiv der ...
In classics like 'The Jungle' his work had considerable effects on American politics and legislation.