A Practitioner's Guide to FSA Investigations and Enforcement

ISBN-10
190512113X
ISBN-13
9781905121137
Category
Financial institutions
Pages
398
Language
English
Published
2007

Description

Containing 14 chapters, this book explains the principles that underpin FSA enforcement regime. It offers a guide to how these principles must be followed so the question of an FSA investigation or enforcement action does not arise.

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