Some of these provisions go further , prohibiting indemnification where the director or officer pays a settlement amount . See | 1402 . 11406 Advancement of Expenses ... Law & 145 ( e ) ; 805 ILCS 5 / 8.75 ( e ) ; N.Y. Bus . Corp.
This book alerts board members and management to their personal duties and liabilities under the federal securities laws.
New material in the 2020-2021 Edition includes new or expanded discussions of: A recent line of Delaware cases discussing plaintiffs' ability to state a Caremark claim for lack of oversight of "mission critical" aspects of a company's ...
Responsibilities of Corporate Officers and Directors Under Federal Securities Law
New material in the 2017 -2018 Edition includes new or expanded discussions of: Dodd-Frank's whistleblower provisions, including the contentious issue of whether a whistleblower need report to the SEC in order to be protected against ...
Responsibilities of Corporate Officers and Directors Under Federal Securities Law helps mitigate personal risk for management and board members by assuring they have a complete understanding of their duties and liabilities under the federal ...
Responsibilities of Corporate Officers and Directors Under Federal Securities Law: 2001 Edition